Writer Isaac Young on X, formerly Twitter, recently posted:
I really dislike Sanderson’s dichotomy of hard vs soft magic systems too. It superficially describes something real, but doesn’t get at the root of the issue. The dichotomy should be materialist vs spiritualist magic systems—whether the magic aims for the transcendental or not.
I thought it was very interesting, as I had never really considered the transcendental, spiritualist aspect of soft magic much before. I posted some thoughts in response on X, but thought I’d further flesh them out here to better organize my thoughts.
Hard vs soft magic
First, what exactly is Brandon Sanderson’s dichotomy of hard vs soft magic? One can find Sanderson’s explanation here, where Sanderson explains his “First Law of Magics”:
Sanderson’s First Law of Magics: An author’s ability to solve conflict with magic is DIRECTLY PROPORTIONAL to how well the reader understands said magic.
This should make intuitive sense, and is really derived from a more obvious general rule in storytelling: The reader must understand the causation of a conflict’s resolution to accept it. Otherwise, the resolution may feel like an unsatisfying overly-convenient deus ex machina. It may feel like the author cheated. A conflict, after all, inherently depends on the audience understanding rules of causation. If the resolution escapes the inferred bounds of these rules, it risks failing to satisfy the audience’s expectations. (Note, because the bounds are inferred, this is inherently subjective; what works for someone may feel like a cheat to someone else.)
As an example, imagine a story’s climax in which a bad guy with a gun chases a good guy through city streets. The good guy trips and the bad guy hovers over him, gun pointed directly at his chest. “So long, loser!” he laughs. All seems lost. Suddenly, the bad guy is struck by lightning and falls down dead!
Unless being struck by lightning was somehow set up as a possibility, this would likely feel like a lazy cheat on the author’s part, a deus ex machina, too lucky, too overly-convenient, too unlikely.
With Sanderson’s “First Law”, this principle applies equally to magic. If the magic is left unexplained, using it for conflict resolution will risk feeling like a cheat to audiences, especially at a climactic point in the story, or for conflicts that relate to the story’s theme.
With this law, Sanderson makes the distinction between “hard” and “soft” magic. Hard magic refers to magic in which the rules are laid out and explained in such a way that the author can use the magic for conflict resolution. Because the reader will understand the bounds of the magical resolution, it won’t feel like an overly-convenient deus ex machina.
Soft magic, on the other hand, remains mysterious and unexplained. Sanderson gives the obvious example of Lord of the Rings:
[“Soft Magic”] has a long, established tradition in fantasy. I would argue that Tolkien himself is on this side of the continuum. In his books, you rarely understand the capabilities of Wizards and their ilk. You, instead, spend your time identifying with the hobbits, who feel that they’ve been thrown into something much larger, and more dangerous, than themselves. By holding back laws and rules of magic, Tolkien makes us feel that this world is vast, and that there are unimaginable powers surging and moving beyond our sight.
…
There is a reason that Gandalf doesn’t just fly Frodo to Mount Doom with magic, then let him drop the ring in. Narratively, that just doesn’t work with the magic system. We don’t know what it can do, and so if the writer uses it to solve a lot of problems, then the tension in the novel ends up feeling weak. The magic undermines the plot instead enhancing it.
So the cost of using soft magic is that it can’t be used for conflict resolution, at least not too much. Obviously Gandalf does use magic to solve some problems, such as seeing in the dark, but they are rarely if ever the big story problems, like destroying the ring.
We can have stories that mix hard and soft magic, as in the Harry Potter series. Moving pictures, transparent ghosts: soft magic, not used for conflict resolutions. Spells in Latin that must be learned, practiced, and pronounced correctly, potions that must be mixed with proper ingredients: hard magic that can be used for conflict resolution.
Interestingly, note that Rowling does get away with using soft magic at the climax of the first book, as Harry fends off Quirrell by merely touching him! So it can be done, the rule can be broken. But, in general, it’s still a risk.
Another example of soft magic solving the climactic conflict may be found in The Wizard of Oz, both when Dorothy melts the witch, and when she taps her heels to get home. No explanation is really given as to why these solutions work.
I’d note, though, that in both these examples, using soft magic to solve problems is still rare in the overall story, and is used to solve the final conflict only after the hero has already effectively “proven their worth” by standing up to the villain in the first place. So it’s as if the soft magic solution is an earned gift rather than a deus ex machina (though, again, some audiences may still see such solutions as a deus ex machina; I always thought the ending to the first Harry Potter installment was rather weak.)
P.S. For further reading, also check out writer Brian Niemeier’s excellent blog post on this subject: Why Not Every Fantasy Story Needs a Magic System.
Transcendental vs Whimsical
Now to the dichotomy pointed out by Young, quoted at the beginning of this post. Firstly, I’ll note that I’m inferring that the word “transcendental” is meant to mean pointing toward the divine, implying the existence of a higher spiritual power.
While I agree that soft magic certainly allows for the magic to be transcendental, I don’t think soft magic necessarily implies that the magic must therefore be transcendental. That is, if the magic is soft, it may or may not be transcendental.
For example, think once more about the moving pictures in Harry Potter. There’s no real explanation for them, the mechanics of how they work is never divulged, yet I don’t think they really point toward the divine either. To me, their existence feels more whimsical; they exist simply because they’re fun to imagine.
This is true for much of the magic in The Wizard of Oz as well. It’s not explained why Glinda can fly around in a bubble, why water should melt a wicked witch, why a brainless scarecrow or a heartless man of tin should be able to walk and talk, but none of it feels like it really points to the divine either.
Some examples of soft magic that does point to the divine: Certainly Gandalf’s resurrection in Lord of the Rings seems to qualify. There must be a spiritual force at work that has the power to grant such life.
Another example might be “the Force” in Star Wars (at least before Lucas tried to harden it a bit by introducing the ridiculous concept of midichlorians in The Phantom Menace). According to Obi-Wan: “The Force is what gives a Jedi his power. It’s an energy field created by all living things. It surrounds us and penetrates us. It binds the galaxy together.” While this doesn’t necessarily point to a Christian God, it may be interpreted to point to the existence of a metaphysical reality. (Granted, this interpretation may be subjective.)
The Force perhaps straddles between hard and soft magic. Some aspects of it are hardened; we see Luke learn about what the Force can do before he uses it for conflict resolution (mainly mind tricks and telekenesis), yet it maintains a lot of its mystery throughout (feeling a disturbance).
Interestingly, the first Star Wars movie also features an ending that relies on soft magic… sort of. While the Force is used to destroy the Death Star, it’s really Luke’s decision to use it at all that serves as the climax.
In Conclusion…
I ended up drawing this little chart to visually explain how I’m thinking about these things.
Whimsical may not necessarily be the opposite of transcendental, but that’s the best I can think of for now; it certainly seems to be the case for all the non-transcendental soft magic examples I can think of.
Also, notice that it is the magic’s “softness” that allows it to be transcendental in its aim; I can’t think of any examples of magics that are hard and transcendental. To explain magic, to make it hard, is to redirect its aim away from the spiritual.
Note also that this is all a subjective spectrum. Magic may not be strictly in one category or another, and different people may have different opinions about whether some magic is hard or soft, transcendental or whimsical, and acceptable for conflict resolution or not.